Registered Investment Advisor
Stride Wealth, LLC (“Stride Wealth”) is an investment adviser licensed by the Arizona Corporation Commission’s Securities Division. The information on this website has not been approved or verified by the Arizona Corporation Commission or any other state or federal securities authority. Information about our services, fees, and conflicts of interest is described in our Form ADV Part 2A. Additional information about Stride Wealth, including its Form ADV, is available through the SEC’s Investment Adviser Public Disclosure website at adviserinfo.sec.gov. Licensing as an investment adviser does not imply a certain level of skill or training.
This website provides general information about the business practices and professionals of Stride Wealth. It is not intended to be, and should not be construed as, legal, tax, or investment advice. We do not provide, or offer to provide, personalized investment advice over the internet.
Arizona’s Corporation Commission Securities Division handles investment adviser licensing, and the SEC’s IAPD site includes filings for state registered advisers. Arizona Corporation Commission
General Disclosure
This website is for informational purposes only and does not constitute an offer to provide advisory or other services by Stride Wealth, LLC (“Stride Wealth”) in any jurisdiction where Stride Wealth is not authorized to provide those services, including where it is not registered or licensed and no exemption applies, or where the offer would otherwise be unlawful. Information on this website should not be construed as financial or investment advice.
Any views expressed are opinions as of the date stated and are not guarantees, warranties, or predictions of future events, portfolio allocations, investment returns, or other outcomes. Visitors should not assume that any recommendation or strategy will be profitable or that future investment or portfolio performance will be favorable. All investing involves risk, including possible loss of principal. To the extent permitted by law, Stride Wealth disclaims liability for actions taken based solely on information on this website.
Business Continuity Plan
Client Disclosure Statement Customer Summary
Stride Wealth LLC, an independent financial advisory firm, has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Because the timing and impact of disasters and disruptions are unpredictable, we must be flexible in responding to events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
Contacting Us – If, after a significant business disruption, you cannot contact us as you usually do at 480-349-7085, you should go to our website at www.stridewealthgroup.com and contact us by email.
Our Business Continuity Plan – We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Our business continuity plan addresses: data backup and recovery; all mission-critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank, and counterparty impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.
Varying Disruptions – Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, disruption severity can range from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within a feasible period of time. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area and recover and resume business within a feasible period of time. In either situation, we plan to continue in business and notify you through our website www.stridewealthgroup.com or our customer emergency number, 480-349-7085, on how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will ensure our customers’ prompt access to their funds and securities.
For more information – If you have questions about our business continuity planning, you can contact us at 480-349-7085.